Compliance & Ethics
The framework
that protects you.
Our practice is governed by the New York Rules of Professional Conduct and the highest applicable AML standards worldwide.
01
Know-Your-Customer
- Certified passport or government ID
- Utility bill or bank statement (<90 days)
- Source-of-funds attestation
- Beneficial ownership disclosure for entities
02
AML & Sanctions
- OFAC, UN, EU, and HMT list screening
- Adverse-media review through Refinitiv World-Check
- PEP identification and enhanced due diligence
- Ongoing transaction monitoring
03
attorney trust account Trust Accounting
- Segregated New York attorney trust account at insured depository
- Three-way reconciliation, monthly
- Independent annual audit
- State Bar of New York oversight
04
Data Security
- End-to-end encrypted client portal
- SOC 2 Type II hosted infrastructure
- Two-factor authentication on all accounts
- Documented incident response plan
Professional Memberships
Held accountable to a network of institutions.
- State Bar of New York
- American Bar Association
- International Bar Association
- Society of Trust and Estate Practitioners (STEP)
- Association of Certified Anti-Money Laundering Specialists (ACAMS)
Request our compliance dossier
A detailed documentation packet is available under NDA for institutional counterparties.
Request Dossier